Press Release June 17, 2016

PRESS: Firms’ Internal Controls under Heavier Scrutiny from SEC (Corporate Secretary)

Michael Jones, partner in Goodwin's Securities Litigation & White Collar Defense Group, discusses the cease-and-desist order and $1 million penalty the SEC imposed on Morgan Stanley Smith Barney. Jones also explains how the inadequate protection of customer data signals the Commission’s determination to shine a brighter light on cyber-security risk.

Read the full Corporate Secretary article here.