Insider Trading: Not Just for Hedge Funds

In this episode, Dan Daly is joined by Sarah Concannon, a Partner in the Business Litigation Practice at Goodwin Procter. They discuss insider trading and the impact of the recent decisions of the US Court of Appeals, Second Circuit.

  • Possible actions of the DOJ and SEC going forward
  • The impact on money managers, the tippee
  • The role of the corporate insider, the tipper
  • Recommendations for Senior Management and the Board

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