Speaking Engagements

NRS Fall Conference

October 26, 2020 - October 29, 2020
Webinar

Summary

NRS will hold their Fall 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. Financial Industry Partner, Nick Losurdo, will present on “Recent Priorities in Broker Dealer Regulation and Examination” and “Compliance Considerations for Senior Investors and Critically Ill.