Page 1
Page 2
Page 3
Page 4
Page 5
Page 6
Page 7
Page 8
Page 9
Page 10
Page 11
Page 12
Page 13
Page 14
Page 15
Page 16
AboutThisSurvey..........................................................................................................1ExecutiveSummaryofFindings......................................................................................21-ScopeandNatureofRolloverInterests.......................................................................3PercentageRangeoRolloverDriversoPercentageRangeoRolloverIstheRolloverPariPassuVestingRequirements2-CharacteristicsofBuyerSecurities..............................................................................5TypesoSecuritiesTimingoDividendPaymentsReturnoCapitalinanIPO3-TermsofSellersRolloverSecurities............................................................................6RestrictionsandLimitationsRolloverRights4-ManagementEquityIncentivePools..........................................................................7AverageSizeAveragePoolGrantSizebyPositionAverageVestingPerormanceMetricsOptionsandProftsInterestsProftInterestsasanEquityIncentiveToolRepurchaseoVestedManagementEquity5-RestrictionsonSellerConduct...................................................................................9TypesoPost-ClosingCovenantsLengthoRestrictionsPlacedontheConductoRolloverSecurityHoldersCoverageoNon-Solicitation6-MiscellaneousFundCharacteristics.........................................................................10LimitationsonFundInvestmentsObservations.................................................................................................................11tableofcontentsGoodwinProcterRolloverSurvey