Alert March 26, 2002

Financial Services Alert

  • ICI Issues Paper on Mutual Fund Valuation Issues
  • SEC Releases Requirements for Arthur Andersen Auditing Clients
  • Eighth Circuit Court of Appeals Upholds Policy Statement, Rejects Culpepper, in RESPA YSP Case
  • FRB Issues Letter Concerning its Consideration in the Application Process of an Applicant's Anti-Money Laundering Record
  • DOL Finalizes Amendment to PTE Concerning Loans to Address Market Disruptions