Alert February 04, 2003

Financial Services Alert

  • FASB Issues Guidance on Consolidation of SPEs
  • SEC Adopts Final Rules Regarding Proxy Voting Disclosure by Registered Funds and Investment Advisers
  • OTS Rules New York Predatory Lending Law Preempted
  • NASD Issues Notice to Members Regarding Hedge Fund Practices
  • SEC Adopts Sarbanes-Oxley Auditor Independence and Attorney Conduct Rules
  • OCC Issues Booklet Regarding Anti-Money Laundering Compliance