- FASB Issues Guidance on Consolidation of SPEs
- SEC Adopts Final Rules Regarding Proxy Voting Disclosure by Registered Funds and Investment Advisers
- OTS Rules New York Predatory Lending Law Preempted
- NASD Issues Notice to Members Regarding Hedge Fund Practices
- SEC Adopts Sarbanes-Oxley Auditor Independence and Attorney Conduct Rules
- OCC Issues Booklet Regarding Anti-Money Laundering Compliance