Alert March 18, 2003

Financial Services Alert

  • SEC Amends Broker-Dealer Customer Protection and Authority Delegation Rules
  • FRB Proposes Transition Rules for HMDA Reporting Requirements
  • GAO Delivers Report on Mutual Fund Fees and Related Disclosures to Subcommittee of House Financial Services Committee
  • FRB Proposes Amendment to Regulation Y that Would Provide Greater Flexibility to BHCs in Connection with Derivative Transactions