Alert April 29, 2003

Financial Services Alert

  • New Treasury Regulations Expand Some Reporting and List-Maintenance Obligations while Creating Safe Harbors for Certain Confidential Transactions
  • Four Federal Banking Agencies Issue Joint Guidance Concerning Risks Associated with Third-Party Weblinks
  • OCC Authorizes Electricity Derivatives Including Transitory Title Transfers
  • FASB Issues Proposed Clarifications to Variable Interest Entity Interpretation
  • FinCEN Proposes Anti-Money Laundering Rules for Certain Registered and Unregistered Investment Advisers