Alert December 30, 2003

Financial Services Alert

  • SEC Seeks Comment on Improved Disclosure of Fund Costs
  • Federal Agencies Seek Comment on Improving Privacy Notices
  • FRB Issues Regulation on Nonfinancial Data Processing Activities
  • FRB Proposes Standards for More Uniform Disclosure under 5 Consumer Protection Regulations
  • SEC Proposes Enhanced Disclosure of Breakpoint Discounts by Mutual Funds, NASD Issues Sample Breakpoint Disclosure Document
  • OCC Issues Guidance on Risk Management of Wireless Networks