Alert March 30, 2004

Financial Services Alert

  • FDIC Proposes Affiliate Transaction Rules
  • Advisers Allowed to Implement Mutual Fund Performance Fee Adjustments Without Seeking Fund Shareholder Approval
  • Treasury Department Issues Proposed Regulations Regarding the Tax Treatment of Contingent Nonperiodic Payments to Swaps
  • OCC Issues Proposed Rule Requiring National Banks to file Annual Report Identifying Operating Subsidiaries
  • FRB Defers Regulation Z Changes
  • Goodwin Procter's Business Department Issues Three Informational Updates