Alert August 31, 2004

Financial Services Alert

  • OCC Further Clarifies Lending Preemption Regulation
  • DOL Issues Final Regulation Regarding Electronic Registration Requirements for State-Registered Investment Advisers
  • OCC Extends Pilot Program Increasing Lending Limit for Community Banks
  • OCC Permits High-to-Low Check Posting
  • OCC Confirms Receipt of National Security Letter Does Not Require Suspicious Activity Report Filing
  • Federal District Court Upholds OCC Authority Over Operating Subsidiaries