Alert November 09, 2004

Financial Services Alert

  • For Federal Diversity Jurisdiction, Court Holds a National Bank is a Citizen of Every State Where it Has a Branch Office
  • OTS Declares State Licensing Laws May Not Apply to Independent Agents When They Offer Thrift Products
  • Massachusetts Predatory Lending Law Becomes Effective
  • NASD Provides Further Guidance on New Chief Compliance Officer and CEO Rule
  • FRB Provides Guidance to Consumer Regarding the Check 21 Act