Alert December 13, 2005

Financial Services Alert

  • SEC Issues Release Proposing Proxy Rule Changes to Permit Delivery of Proxy Materials Via Website
  • FRB Governor Bies Discusses Risk and Capital Allocation; RMA Proposes Alternative to US Basel IA ANPR
  • FDIC Publication Provides Guidance on Governance by FIs of Financial Models
  • Federal Court of Appeals Upholds Ruling that Lawyers are not Required to Comply with FTC’s Privacy Rules under GLBA
  • SEC Staff Responds to ABA Subcommittee on Private Investment Entities Regarding New Private (Hedge) Fund Adviser Registration Requirements and Related Advisers Act Compliance Issues