Alert February 07, 2006

Financial Services Alert

  • FDIC Deposit Insurance Reform Adopted by Congress
  • Federal Banking Agencies Issue Final Advisory on Limitation of Liability Provisions in External Audit Engagement Letters
  • DOL Finalizes Amendment to Prohibited Transaction Class Exemptions Concerning Securities Transactions Involving Broker-Dealers and Banks
  • Limited (or No) Continuation Window for Certain UCC Financing Statements
  • DOL Issues Advisory Opinion on the Responsibilities of Plan Fiduciaries
  • NYSE Announces Effectiveness of Amendments to AML Compliance Rule Relating to Annual Review and AML Officers