Alert November 28, 2006

Financial Services Alert - November 28, 2006

  • SEC Staff Provides Guidance on Pricing in Mutual Fund Cross Transactions
  • California Appeals Court Reverses $1.5 Billion Social Security Deposit Set-Off Judgment
  • OCC, CSBS Agree to Share Consumer Complaint Information
  • Director of SEC’s Division of Investment Management Speaks at Life Insurance Company Products Conference
  • Ohio Supreme Court Rules City Predatory Lending Ordinances Are Preempted by State Law
  • ICI Issues Revised Model Provisions for Rule 22c-2 Information Sharing Agreements