Alert December 11, 2007

Financial Services Alert - December 11, 2007

  • SEC Issues Release Designed to Codify its Position under the Proxy Rules for Excluding Shareholder Proposals Related to Director Elections
  • Senate Banking Committee Releases Draft Bill on Industrial Loan Companies
  • OCIE Associate Director Discusses Broker‑Dealer Risk Management
  • IOSCO Technical Committee Issues Final Report on Soft Dollars