Alert December 18, 2007

Financial Services Alert - December 18, 2007

  • SEC Approves Electronic Filing of Form D and Revisions to Form D
  • FRB Issues Proposed Rule on Mortgage Lending Practices and Disclosures
  • OCC Confirms National Banks May Purchase and Hold Equity Securities to Hedge Permissible Equity Derivative Transactions
  • OCC Confirms National Banks May Engage in Customer Driven, Perfectly Matched, Cash-Settled Derivative Transactions on Property Indices
  • California Extends Comment Period on Proposed Narrowing of Private Adviser Licensing
  • FRB Issues Guidance on Confidentiality Provisions in Third Party Agreements
  • FFIEC Issues Guidance Concerning Pandemic Planning
  • OTS Issues Updated Section of its Examination Handbook Concerning Loans to One Borrower