Alert June 15, 2010

SEC to Consider Rulemaking Addressing Target Date Retirement Fund Names and Advertising at June 16 Open Meeting

At its open meeting on June 16, 2010, the SEC is scheduled to consider whether to propose amendments to Rules 156 and 482 under the Securities Act of 1933 and Rule 34b-1 under the Investment Company Act of 1940 to address concerns about target date retirement fund names and marketing materials.