Goodwin Procter Financial Services Group Partner, Peter W. LaVigne, will be participating in The Financial Markets Association’s 22nd Annual Securities Compliance Seminar. Mr. LaVigne will co-lead a workshop entitled “KYC and Suitability” that will cover all aspects of broker-dealer know your customer and suitability obligations with respect to retail and institutional investors. The seminar will be held from Wednesday, April 24, 2013 to Friday, April 25, 2013 at the B Ocean Hotel in Fort Lauderdale, Florida. For more information concerning the seminar or to register please click here.
Alert March 19, 2013