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FinReg + Policy Watch
October 21, 2020

SEC Adopts New Regulatory Framework for Fund-of-Funds Rule

On October 7, the SEC adopted Rule 12d1-4 (the Rule) under the 1940 Act and related amendments designed to put in place a comprehensive and streamlined regulatory framework for fund-of-funds arrangements. Read the client alert for an overview of the recently adopted Rule and related rule and form amendments.

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