Paul Delligatti is a partner in Goodwin’s Financial Industry and Investment Management practices, where he focuses on representing investment advisers, registered investment companies and their independent directors and other pooled investment vehicles. His investment company clients include open-end and closed-end funds, multi-class funds, funds of funds and funds utilizing manager of managers structures.

Areas of Practice
Tätigkeitsfelder
业务范围

Experience

Erfahrung

工作经历

Mr. Delligatti works with clients on a wide range of regulatory, corporate and transactional matters, including:

  • Counseling investment companies and independent directors on various aspects of the Investment Company Act of 1940, the Securities Act of 1933 and other federal securities laws during all stages of investment company operation, including fund formation matters and ongoing SEC regulatory, compliance and registration requirements.
  • Representing funds and investment advisers in obtaining exemptive relief and no-action letters from the SEC or its Staff.
  • Representing funds, investment advisers and boards of directors in connection with investment adviser acquisitions, as well as fund mergers, reorganizations, redomicilings and liquidations.
  • Counseling investment advisers on various aspects of the Investment Advisers Act of 1940 in connection with a broad range of regulatory and transactional matters, as well as the application of Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) requirements for those investment advisers registered as commodity pool operators.
  • Developing and refining compliance manuals for investment companies and investment advisers, and advising on the implementation of effective compliance programs.
Professional Activities

Mr. Delligatti is a member of the District of Columbia and New York Bar Associations and is an active member of the Cornell and Chaminade Baltimore/Washington Alumni Chapters.

Professional Experience

Prior to joining Goodwin, Mr. Delligatti was an associate in the Washington D.C. office of Morrison & Foerster LLP. While attending law school, he participated in the U.S. Securities and Exchange Commission's Law Student Observer Program as an intern for the Division of Enforcement's Trial Unit.

In The News

In den Nachrichten

在新闻中

Credentials

Anmeldeinformationen

专业资格

Education

J.D., 2006
Columbus School of Law, The Catholic University of America

(cum laude)

B.S., 2002
Cornell University

Admissions

Bar

District of Columbia
New York
Get In Touch
In Kontakt kommen
Get In Touch
联系我们
Our clients rely on us for world-class advisory services, counsel on complex transactional work and high-stakes litigation. Specializing in matters involving the financial, life sciences, private equity, real estate, and technology industries, we use a collaborative, cross-disciplinary approach to resolve our clients’ most challenging issues. To find out more, please contact us.
Unsere Kunden verlassen sich auf uns für erstklassige Beratungsdienste, beraten über komplexe Transaktionsarbeiten und High-Stakes-Prozesse. Spezialisiert auf Angelegenheiten der Finanz-, Life-Sciences-, Private-Equity-, Immobilien-und Technologie-Industrie, verwenden wir eine kooperative, interdisziplinäre Ansatz zur Lösung unserer Kunden am schwierigsten Fragen. Um mehr zu erfahren, kontaktieren Sie uns bitte.

客户信赖我们世界一流的咨询服务,希望获得针对复杂事务性工作与高风险诉讼的建议。我们通过协作式、跨领域的工作方法来解决客户最棘手的问题,涵盖金融、生命科学、私募股权、不动产和技术等多个行业。如需更多信息,请与我们联系。

Search Other Lawyers
Suche Andere Rechtsanwälte
搜寻其他律师