Tom LaFond, a partner in Goodwin’s Financial Industry and Investment Management practices, advises clients in a variety of industries on a broad range of transactional, securities and regulatory matters. He has particular expertise in the asset management industry, where he represents financial services firms, management teams and private equity investors in mergers, acquisitions, joint ventures and investment transactions. Mr. LaFond also advises firms and management teams on incentive compensation and ownership arrangements.

Mr. LaFond counsels financial services firms on fiduciary, regulatory and transactional matters relating to their asset management activities, including structuring portfolio investments, formation and operation of public and private investment funds, and capital markets transactions.

Experience

Erfahrung

工作经历

Mr. LaFond’s transactional experience includes representing:

  • TA Associates and Reverence Capital Partners in their acquisition of the investment management business of Russell Investments
  • Estancia Capital Partners in investment and acquisition transactions
  • Knights of Columbus in minority investments in asset managers
  • TA Associates Realty in its sale to Mitsubishi Estate Company
  • SouthernSun Asset Management in its sale to Affiliated Managers Group
  • TA Associates in its investment in, and subsequent sale of, Arnhold and S. Bleichroeder Holdings, Inc.
  • TA Associates in its sale of K2 Advisors to Franklin Resources
  • McMorgan & Company in its management buyout from New York Life and follow-on acquisitions
  • USAA in its acquisition of Square Mile Capital Management

Mr. LaFond represents several prominent investment advisers in investment, co-investment and joint venture transactions. He advises securities lending agents on a variety of regulatory and fiduciary matters. He represents clients before the staffs of the Securities and Exchange Commission, the Office of Comptroller of the Currency, the Federal Reserve Board, and other regulators.

Professional Activities

Mr. LaFond is a member of the American Bar Association and the Boston Bar Association. He has been a panel speaker on matters relating to M&A, asset management and securities lending.

In The News

In den Nachrichten

在新闻中

Credentials

Anmeldeinformationen

专业资格

Education

J.D., 1994
Stanford Law School
B.A., 1991
Harvard University

(magna cum laude, Phi Beta Kappa)

Clerkships

1994 to 1995 U.S. Court of Appeals for the Fourth Circuit, Honorable John D. Butzner, Jr.

Admissions

Bar

Massachusetts
California
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Our clients rely on us for world-class advisory services, counsel on complex transactional work and high-stakes litigation. Specializing in matters involving the financial, life sciences, private equity, real estate, and technology industries, we use a collaborative, cross-disciplinary approach to resolve our clients’ most challenging issues. To find out more, please contact us.
Unsere Kunden verlassen sich auf uns für erstklassige Beratungsdienste, beraten über komplexe Transaktionsarbeiten und High-Stakes-Prozesse. Spezialisiert auf Angelegenheiten der Finanz-, Life-Sciences-, Private-Equity-, Immobilien-und Technologie-Industrie, verwenden wir eine kooperative, interdisziplinäre Ansatz zur Lösung unserer Kunden am schwierigsten Fragen. Um mehr zu erfahren, kontaktieren Sie uns bitte.

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