Jason F. Monfort is an associate in Goodwin’s Financial Industry and Investment Management practices. Mr. Monfort advises registered investment companies, the independent directors of registered investment companies, registered investment advisers, broker-dealers, private investment funds, and insurance companies.

Areas of Practice
Tätigkeitsfelder
业务范围

Experience

Erfahrung

工作经历

Mr. Monfort works with clients on a wide range of regulatory, corporate and transactional matters, including:

  • Counseling investment companies and independent directors on various aspects of the Investment Company Act of 1940, the Securities Exchange Act of 1934, the Securities Act of 1933 and other federal securities laws during all stages of investment company operation, including fund formation matters and ongoing Securities and Exchange Commission regulatory, compliance and registration requirements, and corporate governance matters.
  • Counseling U.S. and non-U.S. registered investment advisers regarding operation, registration and compliance, including with respect to the Investment Advisers Act of 1940, the Securities Act of 1933, the Sarbanes-Oxley Act of 2002, the Securities Exchange Act of 1934, the Gramm-Leach-Bliley Act, the Commodity Exchange Act and the Commodity Futures Modernization Act of 2000.
  • Counseling registered funds and boards of directors on shareholder activism and related corporate governance matters.
  • Representing funds and investment advisers in obtaining exemptive relief and no-action letters from the Securities and Exchange Commission or its Staff.
  • Representing funds, investment advisers and boards of directors in connection with investment adviser acquisitions, as well as fund mergers, reorganizations, redomicilings and liquidations.
  • Counseling investment advisers and broker-dealers in connection with a broad range of regulatory and transactional matters, including registration and compliance filings with the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Financial Industry Regulatory Authority and the National Futures Association.
  • Advising insurance companies on new and revised life and annuity products, in response to market and regulatory changes.
Professional Activities

Mr. Monfort is a member of the Federal Bar Association and the D.C. Bar Association.

Recognition

  • Goodwin Business Law Associates Committee Representative (2012-2017)
  • Goodwin D.C. Day of Service Committee (2016-2017)
  • Goodwin Pro Bono Recognition (2014, 2015)

In The News

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在新闻中

Credentials

Anmeldeinformationen

专业资格

Education

J.D., 2008
Boston College Law School
B.S., 2005
Northeastern University
(magna cum laude)

Admissions

Bar

District of Columbia
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Our clients rely on us for world-class advisory services, counsel on complex transactional work and high-stakes litigation. Specializing in matters involving the financial, life sciences, private equity, real estate, and technology industries, we use a collaborative, cross-disciplinary approach to resolve our clients’ most challenging issues. To find out more, please contact us.
Unsere Kunden verlassen sich auf uns für erstklassige Beratungsdienste, beraten über komplexe Transaktionsarbeiten und High-Stakes-Prozesse. Spezialisiert auf Angelegenheiten der Finanz-, Life-Sciences-, Private-Equity-, Immobilien-und Technologie-Industrie, verwenden wir eine kooperative, interdisziplinäre Ansatz zur Lösung unserer Kunden am schwierigsten Fragen. Um mehr zu erfahren, kontaktieren Sie uns bitte.

客户信赖我们世界一流的咨询服务,希望获得针对复杂事务性工作与高风险诉讼的建议。我们通过协作式、跨领域的工作方法来解决客户最棘手的问题,涵盖金融、生命科学、私募股权、不动产和技术等多个行业。如需更多信息,请与我们联系。

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