Ms. Spillane has represented individuals and entities in a variety of white collar criminal investigations, securities litigations, and complex civil litigations, including the defense of:
- The CFO of one of the world’s largest pharmaceutical companies in a civil securities litigation in the Southern District of New York, alleging that the company’s disclosures relating to the criminal investigation of its off- label promotion of certain drugs violated the securities laws.
- Former SAC Capital Advisors portfolio manager Mathew Martoma against criminal and SEC allegations of insider trading. Prosecutors alleged that Martoma participated in the largest-ever insider trading case, committing securities fraud by trading on shares of two pharmaceutical companies using non-public information, resulting in over $276 million in gains.
- Countrywide Financial Corporation and Countrywide Home Loans in connection with a FIRREA and False Claims Act case filed against Bank of America and Countrywide in connection with the sale of mortgage loans to Fannie Mae and Freddie Mac.
- The former CEO of a Fortune 30 health care company in connection with an investigation by the SEC relating to alleged fraudulent disclosure and insider trading violations. After engaging in an extensive Wells process, no charges of any kind were brought against our client.
- The Special Committee of the Board of Directors of CreXus Investment Corp., a REIT, in multiple shareholder class actions and derivative suits brought in New York and Maryland challenging the $1 billion acquisition of CreXus by Annaly Capital Management, Inc. Successfully won dismissal of all pending lawsuits in both courts; the Maryland ruling is now cited as the leading national case on M&A law for REITs.