- SEC Proposes to Broaden Permissible Transactions Between Funds and their Portfolio Affiliates and Affiliated Sub-Advisers
- Federal Banking Agencies Address Parallel-Owned Banking Organizations
- OCC Issues Letter Concerning National Banks’ Authority to Invest in Convertible Bonds and Perpetual Preferred Stock of Fannie Mae and Freddie Mac
- US Court of Appeals for Third Circuit Dismisses Investment Company Act Claims Against Leveraged Closed-End Fund Advisers
- FRB Postpones Effective Date of Changes to Regulation C