- SEC Requests Comment on Manner in which Sarbanes-Oxley Act Certification Requirements Should Apply to Registered Investment Companies
- FRB Issues Opinions on Insurance Administration and Flood Zone Determination Activities
- FRB-Kansas City Issues Letter Offering Guidance as to Audit Committee Review of FDICIA Internal Control Certification Process
- SEC Proposes Rule Requiring Research Reports to Include Analyst Certifications
- Corporate Department Issues Client Memorandum Concerning Corporate Governance Reforms Contained in Sarbanes-Oxley Act