- Basel Committee Publishes “Final” Proposed Capital Accord
- FinCEN and Federal Functional Regulators Issue Final USA PATRIOT Act Customer Identify Verification Regulations for Broker-Dealers and Futures Commission Merchants
- SEC Adopts Final Rules Regarding Electronic Filing and Website Posting Requirements for Section 16 Reports
- FRB, OCC and OTS Address Limited Application of Sarbanes-Oxley to Non-Public Banks