July 6, 2004

Financial Services Alert

  • US District Court Upholds California Financial Privacy Law Against Challenge on Preemption Grounds by Bank Trade Groups
  • Basel II "Finalized"; US Banking Agencies Respond
  • SEC Publishes Release Adopting Final Adviser Code of Ethics Rule and Related Rule and Form Amendments
  • IRS Issues Proposed Rule that May Cause Stock Investments of Foreign Insurance Companies to be Subject to Tax in the U.S.
  • SEC to Consider Proposing Registration Requirements for Hedge Fund Advisers