- U.S. Supreme Court Rules IRA Assets may be Exempt from Bankruptcy Estate
- FDIC Adopts Sarbanes Oxley Related Amendments to Disclosure Regulations
- FRB Proposes Shift of Liability for Unauthorized "Remotely Created Checks" from Paying Bank to Depositary Bank
- OCC Permits National Bank Purchase of Fixed Rate Annuities
- SEC Adopts Final Rule Addressing Advisers Act Exception for Broker-Dealers
- Seventh Circuit Holds That Bank Has No Duty under Illinois Law to Notify Other Lenders Regarding a Borrower's Fraudulent Activities
- NASD Staff Endorses Profile Plus in Comment Letter to SEC on Reproposal of Point-of-Sale/Confirmation Disclosure Requirements