May 10, 2005

Financial Services Alert

  • Basel Committee Publishes Guidance on Bank Compliance Function
  • Acting Comptroller Williams Makes Presentation Concerning Management and Supervision of Reputation Risk
  • Independent Directors Council Issues Report on Director Oversight of Multiple Funds
  • OCC Permits Use of Trust Preferred as Qualifying Shares
  • FinCEN Chief Counsel Issues Opinion Confirming Availability of SAR Safe Harbor Following Notification to Law Enforcement
  • Federal Banking Agencies Issue Advisory on Accounting and Reporting for Commitments to Originate and Sell Mortgage Loans
  • More Items Inside...