- Goodwin Procter to Host Webinar on Section 312 of USA PATRIOT Act
- SEC Decides to Take No Action Against Putnam Investments, Citing “Extraordinary” Cooperation
- Banking Agencies Issue Proposed Guidance on Commercial Real Estate Concentrations and Sound Risk Management Practices
- U.S. Supreme Court Rules in Favor of National Bank in Diversity Jurisdiction Case
- OFAC Issues Interim Final Rule Concerning Enforcement Guidelines
- ICI and IDC Release Study on Fund Governance Practices
- SEC Announces Appointment of Susan Ferris Wyderko as Interim Director of Division of Investment Management