February 28, 2006

Financial Services Alert - February 28, 2006

  • Supreme Court Rules on Arbitration Clauses in Customer Agreements
  • NASD and MSRB Agree to Harmonize Rules Governing Sales of Mutual Funds and 529 Plans
  • ICI Requests 90-Day Extension of the Compliance Deadline for FINCEN’s New Correspondent Account Rule
  • Basel Committee Issues Revised Corporate Governance Guidelines
  • FRB Grants 23A Exemption for Foreign Tax Sharing Agreements 
  • Federal Banking Agencies Issue QIS4 Summary