- Federal Agencies Re-Propose Interagency Statement Concerning Complex Structured Finance Transactions
- Court Holds that Retailer and Processor are Not Liable to Issuers for Damages Resulting from Card Security Breach
- SEC Settles Enforcement Proceeding Against Mutual Fund Administrator Over Fund Accounting Issues
- U.S. Court of Appeals Holds That ERISA Permits Participant-Directed Plans Even Where Section 404(c) Requirements Are Not Satisfied
- FRB, FDIC Chairmen Speak on Basel II
- SEC Approves PCAOB Rules Concerning Auditor Independence, Tax Services and Contingent Fees
- FinCEN Issues Guidance on Due Diligence of B/Ds, FCMs Regarding Implementation of Section 312 of USA Patriot Act
- SEC Imposes First Sanctions under the USA Patriot Act