- SEC Seeks Comment on Challenged Fund Governance Requirements
- OTS Issues Opinion Regarding Preemption of State Restrictions on Gift Cards
- FRB and FinCEN Request Comments on Funds Transfer Recordkeeping Requirements and the Travel Rule
- FRB Issues Opinion Letter Concerning Application of Reg O to Insider’s Use of Bank-Owned Credit Card
- SEC Commissioner Campos Discusses Hedge Fund Activity and Regulation at SIA Conference
- Basel Committee Publishes Guidance on Bank Use of Fair Value Option
- FRB Governor Details Compliance Examination Issues
- SEC Staff Provides No-Action Relief Regarding Cross Trades Involving Accounts in which an Adviser has an Interest