July 4, 2006

Financial Services Alert - July 4, 2006

  • FRB Governor Makes Presentation Concerning Enterprise Risk Management
  • SEC Commissioner Nazareth Discusses Soft Dollars, Best Execution and Mutual Fund Fees and Expenses at Mutual Fund Directors Forum Workshop
  • SEC Staff Grants Exemptive Relief to Permit Immediate Margin on Money Market Fund Shares Purchased Through Automatic Cash Sweep Arrangements