- Goodwin Procter to Co-Present a CLE Accredited Basel Conference, Host Post-Conference Cocktail Reception – Registration Available Now
- DOL Finalizes Replacement Securities Lending Exemption
- FRB Rules Bank Shares Held as Investment Advisor May Have Regulation O Implications
- Federal and NY Bank Regulators Impose Substantial Civil Money Penalty on Bank for Significant AML Compliance Deficiencies
- FRB Issues Interpretive Letter Granting Relief under FRA Section 23A and Regulation W
- Director of SEC’s Division of Investment Management Discusses Asset Manager Brokerage Practices
- FDIC Issues Additional Deposit Insurance-Related Final Rules
- UK’s Financial Services Authority Seeks Public Comment on Appropriate Level of Regulation for Private Equity Markets