- SEC Issues Release Proposing a Modified Accredited Investor Standard for Natural Persons Investing in Certain 3(c)(1) Funds and a New Advisers Act Anti-Fraud Rule
- SEC Publishes Staff Economic Papers on Fund Governance Issues in Connection with Reopening Comment Period on Challenged Fund Governance Requirements
- Director of SEC’s Division of Investment Management Discusses Exemptive Applications Process Improvements at ICI Procedures Conference
- SEC OCIE Director Discusses Examinations of Fund and Adviser CCO Annual Reviews