• FDIC Chairman Speaks on Industrial Loan Companies
• SEC Elects Not to Seek Further Review of D.C. Circuit Decision Vacating Advisers Act Broker-Dealer Exception Rulemaking
• OTS Adopts Interim Rule Prohibiting Persons Convicted of Criminal Offenses from Holding Certain Positions with SLHCs
• FDIC Issues Final Assessment Adjustment Guidelines for Large Banks and Insured Foreign Branches
• NASD and NYSE File New Business Entertainment Rules with SEC
• SEC Open Meeting Agenda Includes Proposing Changes to Regulation D Private Placement Exemption and Adopting Credit Rating Agency Regulatory Scheme