• FRB Issues Guidance on Retail Sweep Requirements
• DOL Releases Advisory Opinion that a U.S. Branch of a Non-U.S. Bank is ‘Bank or Trust Company’ under ERISA
• OCIE Issues First ComplianceAlert to CCOs Outlining Recent Examination Deficiencies and Weaknesses
• FRB Approves Final Rule Eliminating Certain Regulation O Requirements
• OCC Permits Custody Trust Ledger Deposit Account Program
• FinCEN Issues Guidance Regarding Law Enforcement Requests to Financial Institutions that They Allow Accounts to Remain Open Despite Suspicious or Potential Criminal Activity
• SEC Staff Grants No‑Action Relief to Permit REIT to Treat Tier 1 Mezzanine Loans as Qualifying Interests for Purposes of Section 3(c)(5)(C) of the 1940 Act
• Goodwin Procter’s Financial Services Practice Group Ranked Nationally in All of its Practice Areas
• SEC to Act on Voluntary XBRL Tagging of Mutual Fund Risk/Return Summaries and Mandatory Internet Posting of Proxy Materials at June 20 Open Meeting
• SEC Eliminates Short Sale Price Tests, But Tightens Short Sale Delivery Requirements under Regulation SHO
• OTS and CSBS Enter Into Consumer Complaint Sharing Agreement