- Federal District Court Dismisses Shareholder Suit Alleging Fund Board Breached Fiduciary Duty in Approving New Advisory Contract and Issued Misleading Proxy Materials to Shareholders Regarding Contract Approval
- FRB Grants Regulation W Exemption for Bank Transactions with Affiliated Broker-Dealers
- SEC Solicits Comment on Discussion Paper by Chairman of Advisory Committee on Improvements to Financial Reporting
- FFIEC Releases Updated BSA / AML Examination Manual
- SEC Staff Grants No-Action Relief Broadening Spousal Joint Investment Possibilities in 3(c)(7) Funds
- CFA Institute Issues Guidance Statement on GIPS Recordkeeping Requirements and Publishes Q&A on GIPS Standards