Speaking Engagements November 06, 2015
The Lambs Club
132 West 44th Street
New York, NY

Compliance Reporter Breakfast Briefing - Broker, Adviser Exams: New Challenges For CCOs in 2016

Compliance Reporter’s latest breakfast briefing will feature legal and compliance experts offering practical advice for CCOs at broker/dealers and investment managers on the latest and looming SEC and FINRA examination demands. Partner Derek Steingarten is a panelist.

For more information, please visit the event website.