Speaking Engagements

Compliance Reporter Breakfast Briefing - Broker, Adviser Exams: New Challenges For CCOs in 2016

November 6, 2015
The Lambs Club, 132 West 44th Street, New York, New York

Summary

Compliance Reporter’s latest breakfast briefing will feature legal and compliance experts offering practical advice for CCOs at broker/dealers and investment managers on the latest and looming SEC and FINRA examination demands. Partner Derek Steingarten is a panelist.

For more information, please visit the event website.