NRS Spring Compliance Conference

Join NRS at our Spring 2021 Compliance Conference for Investment Advisers and Broker Dealers, where industry experts will address how firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. Financial Industry Partner, Nick Losurdo, will be participate in the “FINRA Examination of Broker Dealers,” panel focusing on the strategic planning required for a successful examination in today’s work environment, along with best practices for working with and responding to the examiners and managing the post-examination process.