In The Press June 05, 2020

As SEC's Reg BI Deadline Looms, Firms Face A 'Very Big Lift' (Law360)

With the compliance deadline for the U.S. Securities and Exchange Commission's Regulation Best Interest fast approaching on June 30, broker-dealers and those who advise them are gearing up for a slew of new requirements that Goodwin Financial Industry partners Peter LaVigne and Nicholas Losurdo acknowledge will be a "very big lift." Read the article in Law360 here