Mr. Brown’s work on behalf of clients includes:
- Defending former SAC Capital portfolio manager, Mathew Martoma, against criminal and civil charges of insider trading brought by the U.S. Attorney’s Office for the Southern District of New York and the Securities and Exchange Commission.
- Defending a public company and certain of its officers in a securities class action against allegations that they violated the Securities Act of 1933 and the Securities Exchange Act of 1934 by making materially misleading statements during earnings calls.
- Defending Countrywide Home Loans, Inc. and related entities against claims of fraudulent inducement, misrepresentation, and breach of contract brought in the Commercial Division of New York Supreme Court.
- Defending a mutual fund investment adviser against allegations that it violated section 36(b) of the Investment Company Act of 1940.