Jason F. Monfort is a partner in Goodwin’s Financial Industry and Investment Management practices. Mr. Monfort represents mutual funds, exchange-traded funds, independent directors/trustees of mutual funds and exchange-traded funds, registered investment advisers, banks, broker-dealers, private investment funds, insurance companies, and other financial institutions in the full spectrum of financial services regulation applicable to developing, marketing and offering financial products. Mr. Monfort advises clients on new product offerings, mergers and acquisitions, regulatory filings, reorganizations, compliance policies, regulatory investigations, exemptive applications and other innovative regulatory issues. Mr. Monfort also counsels clients on governance issues, and has significant board room experience.

Areas of Practice
TÄTIGKEITSFELDER
Domaines D’Expertise
业务范围

Experience

ERFAHRUNG

EXPÉRIENCE

工作经历

Mr. Monfort works with clients on a wide range of regulatory, corporate and transactional matters, including:

  • Counseling mutual fund and exchange-traded fund complexes and their boards of directors/trustees on various aspects of the Investment Company Act of 1940, the Securities Exchange Act of 1934, the Securities Act of 1933 and other federal securities laws during all stages of investment company operation, including fund formation matters and ongoing Securities and Exchange Commission regulatory, compliance and registration requirements, and corporate governance matters.
  • Counseling U.S. and non-U.S. registered investment advisers regarding operation, registration and compliance, including with respect to the Investment Advisers Act of 1940, the Securities Act of 1933, the Sarbanes-Oxley Act of 2002, the Securities Exchange Act of 1934, the Gramm-Leach-Bliley Act, the Commodity Exchange Act and the Commodity Futures Modernization Act of 2000.
  • Counseling registered funds and their boards of directors/trustees on shareholder activism and related corporate governance matters.
  • Representing funds and investment advisers in obtaining exemptive relief and no-action letters from the Securities and Exchange Commission Staff.
  • Representing funds, investment advisers and boards of directors in connection with investment adviser mergers, acquisitions and joint ventures, as well as fund mergers, reorganizations, redomicilings and liquidations.
  • Counseling investment advisers and broker-dealers in connection with a broad range of regulatory and transactional matters, including registration and compliance filings with the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Financial Industry Regulatory Authority and the National Futures Association.
  • Advising insurance companies on life and annuity products.
Professional Activities

Mr. Monfort is a member of the Federal Bar Association and the D.C. Bar Association.

Recognition

  • 2018 Mutual Fund Industry Awards Rising Star
  • Goodwin Business Law Associates Committee Representative (2012-2018)
  • Goodwin D.C. Day of Service Committee (2016-2018)
  • Goodwin Pro Bono Recognition (2014, 2015)

In The News

MELDUNGEN

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相关新闻

Credentials

WERDEGANG

RÉFÉRENCES

专业资格

Education

J.D., 2008
Boston College Law School
B.S., 2005
Northeastern University
(magna cum laude)

Admissions

Bar

District of Columbia
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Our clients rely on us for world-class advisory services, counsel on complex transactional work and high-stakes litigation. Specializing in matters involving the financial, life sciences, private equity, real estate, and technology industries, we use a collaborative, cross-disciplinary approach to resolve our clients’ most challenging issues. To find out more, please contact us.
Unsere Kunden verlassen sich auf uns für erstklassige Beratungsdienste, beraten über komplexe Transaktionsarbeiten und High-Stakes-Prozesse. Spezialisiert auf Angelegenheiten der Finanz-, Life-Sciences-, Private-Equity-, Immobilien-und Technologie-Industrie, verwenden wir eine kooperative, interdisziplinäre Ansatz zur Lösung unserer Kunden am schwierigsten Fragen. Um mehr zu erfahren, kontaktieren Sie uns bitte.

Nos équipes interviennent aux côtés de nos clients, industriels, fonds d’investissement, startups, institutions financières et dirigeants, dans le cadre de transactions et de contentieux complexes, et apportent des conseils de tout premier plan dans les secteurs financiers, des Sciences de la Vie, du Private Equity, de l’immobilier et des technologies. Nous traitons les dossiers juridiques de manière intègre, ingénieuse, souple et audacieuse pour répondre efficacement aux enjeux propres à chacun de nos clients, quels que soient la taille de l’opération et le secteur d’activité. Pour en savoir plus, contactez-nous.

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