Alert February 26, 2002

Financial Services Alert

  • SEC Issues Statement on Compliance Data for the Bank Exceptions to Broker-Dealer Registration in the Gramm-Leach-Bliley Act
  • FRB Issues Merchant Banking Opinion
  • FRB Permits Bank Stock Acquisition to Hedge Equity Derivatives; OCC Expands This Authority Through Edge Act Corporations
  • FDIC Discusses the Spousal Signature Provisions of Reg. B
  • OTS Issues Guidance on Complex Security Investments
  • OCC Eases Capital Equivalency Deposit Rules
  • Bank Secrecy Act Article