Alert April 23, 2002

Financial Services Alert

  • Treasury Issues Rules Concerning Anti-Money Laundering Programs. Mutual Funds Must Establish Programs by July 24, 2002. Other Types Investment Companies Granted Temporary Exemption That Will Not Extend Beyond October 24, 2002
  • OTS Proposes Rollback of Parity Act Preemption
  • SEC Proposes Federal Registration for Internet Investment Advisors