Alert May 28, 2002

Financial Services Alert

  • SEC Proposes Amendments to Investment Company Advertising Rules
  • OCC Finalizes Electronic Banking Rules
  • OCC Approves Imposing Fees when Non-Account Holders Present Checks Drawn on Bank
  • DOL Proposes Amendment to Underwriters’ Exemptions
  • MSRB Issues Section 529 Plan Broker-Dealer Guidance