Alert June 18, 2002

Financial Services Alert

  • Massachusetts Commissioners of Insurance and Banks Seek Expedited Judicial Review of the OCC’s Preemption Determination of Insurance Sales Law
  • OTS Proposes to Implement Securities Recordkeeping and Confirmation Requirements and Amend Fiduciary Regulations
  • OCC Issues Bulletin Warning of Danger of “Yield Chasing” Strategies
  • Fourth Circuit Rejects Broad Interpretation of RESPA’s Prohibitions