Alert July 16, 2002

Financial Services Alert

  • Unregistered Advisers Retain Registration Exemption when Biographical and Contact Information is Available on Limited Access, Limited Purpose Websites
  • FRB Issues Guidance Concerning Indemnification Agreements and Payments
  • SEC No Action Relief Permits Feeder Fund to Invest in Foreign Currency-Related Instruments in Addition to Shares of Master Fund
  • US Court of Appeals for the Sixth Circuit Reaffirms Conflict Between Reg Z and TILA Definitions of “Finance Charge”