- Unregistered Advisers Retain Registration Exemption when Biographical and Contact Information is Available on Limited Access, Limited Purpose Websites
- FRB Issues Guidance Concerning Indemnification Agreements and Payments
- SEC No Action Relief Permits Feeder Fund to Invest in Foreign Currency-Related Instruments in Addition to Shares of Master Fund
- US Court of Appeals for the Sixth Circuit Reaffirms Conflict Between Reg Z and TILA Definitions of “Finance Charge”